8,244 XNAS Volume
XNAS 07 Apr, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Mohd Azham Azudin | COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Dec 2024 | 31,250 | 31,250 (0%) | 0% | 0 | Common Stock | |
| Rou Yee Gillian Tan | Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Dec 2024 | 15,625 | 15,625 (0%) | 0% | 0 | Common Stock | |
| Chua Victor Kok Hoe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Nov 2024 | 28,571 | 28,571 (0%) | 0% | 0 | Common Stock | |
| Low Ethan Yu Jie | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Nov 2024 | 28,571 | 28,571 (0%) | 0% | 0 | Common Stock | |
| Wong Constance Poh Yin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Nov 2024 | 28,571 | 28,571 (0%) | 0% | 0 | Common Stock | |
| Bonte Christian-Laurent | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Nov 2024 | 28,571 | 28,571 (0%) | 0% | 0 | Common Stock | |
| Lim Ken Zhao Qi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Nov 2024 | 28,571 | 28,571 (0%) | 0% | 0 | Common Stock | |
| David E. Lazar | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 30 Jul 2024 | 550,000 | 0 | - | - | Series E Convertible Preferred Stock | |
| David E. Lazar | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 23 Apr 2024 | 150,000 | 550,000 | - | - | Series E Convertible Preferred Stock | |
| David E. Lazar | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Apr 2024 | 150,000 | 550,000 | - | - | Series E Convertible Preferred Stock | |
| David Natan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Apr 2024 | 100,000 | 100,000 (1%) | 1% | - | Common Stock | |
| Avraham Ben-Tzvi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Apr 2024 | 100,000 | 100,000 (1%) | 1% | - | Common Stock | |
| David E. Lazar | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Apr 2024 | 100,000 | 100,000 (1%) | 1% | - | Common Stock | |
| Matthew C. McMurdo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Apr 2024 | 100,000 | 100,000 (1%) | 1% | - | Common Stock | |
| David E. Lazar | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Apr 2024 | 200,000 | 9,600,000 | - | - | Series E Convertible Preferred Stock | |
| David E. Lazar | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 200,000 | 200,000 | - | - | Series E Convertible Preferred Stock | |
| Oliver Schacht | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2023 | 10,000 | 10,000 | - | - | Restricted Stock Units | |
| Oliver Schacht | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Mar 2023 | 1,875 | 5,312 (0%) | 0% | 0 | Common Stock | |
| Oliver Schacht | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Mar 2023 | 1,938 | 7,250 (0%) | 0% | 0 | Common Stock | |
| Oliver Schacht | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Mar 2023 | 1,938 | 1,938 | - | - | Restricted Stock Units | |
| Oliver Schacht | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Mar 2023 | 1,875 | 1,875 | - | - | Restricted Stock Units | |
| Johannes Bacher | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Mar 2023 | 1,125 | 5,187 (0%) | 0% | 0 | Common Stock | |
| Johannes Bacher | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Mar 2023 | 1,063 | 6,250 (0%) | 0% | 0 | Common Stock | |
| Johannes Bacher | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Mar 2023 | 1,063 | 1,063 | - | - | Restricted Stock Units | |
| Johannes Bacher | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Mar 2023 | 1,125 | 1,125 | - | - | Restricted Stock Units | |
| Johannes Bacher | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2023 | 10,000 | 10,000 | - | - | Restricted Stock Units | |
| Albert Weber | Chief Finanical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2023 | 10,000 | 10,000 | - | - | Restricted Stock Unit | |
| R. Donald Elsey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2022 | 15,000 | 31,500 (0%) | 0% | 0 | Common Stock | |
| Mario P. Crovetto | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2022 | 15,000 | 30,000 (0%) | 0% | 0 | Common Stock | |
| William E. Rhodes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2022 | 15,000 | 30,000 (0%) | 0% | 0 | Common Stock | |
| Prabhavathi Fernandes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2022 | 15,000 | 30,000 (0%) | 0% | 0 | Common Stock | |
| Oliver Schacht | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 249,390 | 249,390 | - | - | Restricted Stock Units | |
| Johannes Bacher | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 128,682 | 128,682 | - | - | Restricted Stock Units | |
| Oliver Schacht | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Mar 2022 | 38,750 | 38,750 | - | - | Restricted Stock Units | |
| Oliver Schacht | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Mar 2022 | 38,750 | 68,750 (1%) | 0% | 0 | Common Stock | |
| Oliver Schacht | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2022 | 75,000 | 75,000 | - | - | Stock Option Award | |
| Oliver Schacht | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2022 | 75,000 | 75,000 | - | - | Restricted Stock Units | |
| Johannes Bacher | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2022 | 45,000 | 45,000 | - | - | Restriced Stock Units | |
| Johannes Bacher | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2022 | 45,000 | 45,000 | - | - | Stock Option Award | |
| Johannes Bacher | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Mar 2022 | 21,250 | 21,250 | - | - | Restricted Stock Units | |
| Johannes Bacher | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Mar 2022 | 21,250 | 81,250 (1%) | 0% | 0 | Common Stock | |
| Johannes Bacher | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 0.85 per share. | 26 Jan 2022 | 25,000 | 60,000 (1%) | 0% | 0.9 | 21,250 | Common Stock |
| Albert Weber | Chief Finanical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 210,000 | 210,000 | - | - | Stock Option (Right to Buy) | |
| Johannes Bacher | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 1.53 per share. | 19 Nov 2021 | 10,000 | 35,000 (0%) | 0% | 1.5 | 15,347 | Comon Stock |
| Oliver Schacht | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.50 per share. | 18 Nov 2021 | 10,000 | 30,000 (0%) | 0% | 1.5 | 14,960 | Common Stock |
| Oliver Schacht | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.08 per share. | 15 Sep 2021 | 5,000 | 20,000 (0%) | 0% | 3.1 | 15,400 | Common Stock |
| Johannes Bacher | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 3.07 per share. | 15 Sep 2021 | 5,000 | 25,000 (0%) | 0% | 3.1 | 15,350 | Common Stock |
| R. Donald Elsey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2021 | 15,000 | 45,000 (0%) | 0% | 0 | Common Stock | |
| Mario P. Crovetto | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2021 | 15,000 | 15,000 (0%) | 0% | 0 | Common Stock | |
| William E. Rhodes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2021 | 15,000 | 15,000 (0%) | 0% | 0 | Common Stock | |
| Prabhavathi Fernandes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2021 | 15,000 | 15,000 (0%) | 0% | 0 | Common Stock | |
| Evan Jones | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2021 | 883 | 884 | - | - | Restricted Stock Units | |
| Evan Jones | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2021 | 883 | 22,617 (0%) | 0% | 0 | Common Stock | |
| Timothy C. Dec | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2021 | 583 | 584 | - | - | Restricted Stock Units | |
| Timothy C. Dec | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2021 | 583 | 1,509 (0%) | 0% | 0 | Common Stock | |
| Timothy C. Dec | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2021 | 42,500 | 42,500 | - | - | Stock Option Award | |
| Timothy C. Dec | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2021 | 42,500 | 42,500 | - | - | Restricted Stock Award | |
| Oliver Schacht | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2021 | 77,500 | 77,500 | - | - | Restricted Stock Units | |
| Oliver Schacht | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2021 | 77,500 | 77,500 | - | - | Stock Option Awards | |
| Johannes Bacher | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2021 | 42,500 | 42,500 | - | - | Restricted Stock Units | |
| Johannes Bacher | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2021 | 42,500 | 42,500 | - | - | Stock Option Award | |
| Evan Jones | Director | Sale of securities on an exchange or to another person at price $ 2.35 per share. | 27 Oct 2020 | 1,748 | 21,734 (0%) | 0% | 2.4 | 4,108 | Common Stock |
| Evan Jones | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 50,000 | 50,000 | - | - | Stock Option Award | |
| R. Donald Elsey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 50,000 | 50,000 | - | - | Stock Option Award | |
| Timothy C. Dec | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 210,000 | 210,000 | - | - | Stock Option Award | |
| Mario P. Crovetto | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 50,000 | 50,000 | - | - | Stock Option Award | |
| William E. Rhodes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 50,000 | 50,000 | - | - | Stock Option Award | |
| Prabhavathi Fernandes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 50,000 | 50,000 | - | - | Stock Option Award | |
| Oliver Schacht | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 630,000 | 630,000 | - | - | Stock Option Award | |
| Johannes Bacher | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2020 | 210,000 | 210,000 | - | - | Stock Option Award | |
| Evan Jones | Director | Sale of securities on an exchange or to another person at price $ 2.19 per share. | 04 Sep 2020 | 3,612 | 23,482 (0%) | 0% | 2.2 | 7,910 | Common Stock |
| Evan Jones | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2020 | 883 | 1,767 | - | - | Restricted Stock Units | |
| Evan Jones | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2020 | 883 | 27,094 (0%) | 0% | 0 | Common Stock | |
| Timothy C. Dec | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2020 | 583 | 926 (0%) | 0% | 0 | Common Stock | |
| Timothy C. Dec | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 May 2020 | 583 | 1,167 | - | - | Restricted Stock Unit | |
| Evan Jones | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Nov 2019 | 6,000 | 26,211 (0%) | 0% | - | Common Stock | |
| Timothy C. Dec | Cheif Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Nov 2019 | 12 | 345 (0%) | 0% | 0 | Common Stock | |
| Timothy C. Dec | Cheif Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Nov 2019 | 12 | - | - | - | Restricted Stock Option | |
| Nova Susan Tina | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Sep 2019 | 750 | 750 (0%) | 0% | 0 | Common Stock | |
| Misti Ushio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Sep 2019 | 750 | 828 (0%) | 0% | 0 | Common Stock | |
| Evan Jones | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2019 | 53,000 | 53,000 | - | - | Restricted Stock Units | |
| Timothy C. Dec | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2019 | 35,000 | 35,000 | - | - | Restricted Stock Units | |
| Vadim Sapiro | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2019 | 25,000 | 25,000 | - | - | Restricted Stock Units | |
| R. Donald Elsey | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2019 | 30,000 | 30,000 (0%) | 0% | 0 | Common Stock | |
| Evan Jones | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.60 per share. | 28 Mar 2019 | 417,000 | 644,138 (11%) | 4% | 0.6 | 250,200 | Common Stock |
| Harry J. D'Andrea | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2018 | 2,500 | 2,500 | - | - | Stock Option | |
| Nova Susan Tina | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2018 | 2,500 | 2,500 | - | - | Stock Option | |
| Misti Ushio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2018 | 2,500 | 2,500 | - | - | Common Stock | |
| Timothy J.R. Harris | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2018 | 2,500 | 2,500 | - | - | Stock Option | |
| Timothy C. Dec | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Feb 2018 | 1,400 | 6,408 (0%) | 0% | 0 | Common Stock | |
| Timothy C. Dec | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Feb 2018 | 1,400 | 0 | - | - | Restricted Stock Units | |
| Vadim Sapiro | Chief Information Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Feb 2018 | 1,400 | 0 | - | - | Restricted Stock Units | |
| Vadim Sapiro | Chief Information Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Feb 2018 | 1,400 | 3,004 (0%) | 0% | 0 | Common Stock | |
| Evan Jones | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2018 | 21,000 | 21,000 | - | - | Stock Option Award | |
| Timothy C. Dec | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2018 | 12,000 | 12,000 | - | - | Stock Option Award | |
| Vadim Sapiro | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2018 | 12,000 | 12,000 | - | - | Stock Option Award | |
| Timothy C. Dec | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Nov 2017 | 6,250 | 12,500 | - | - | Restricted Stock Units | |
| Timothy C. Dec | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Nov 2017 | 6,250 | 125,216 (0%) | 0% | 0 | Common Stock | |
| Harry J. D'Andrea | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2017 | 39,292 | 39,292 (0%) | 0% | 0 | Common Stock | |
| Misti Ushio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2017 | 39,292 | 39,292 (0%) | 0% | 0 | Common Stock | |
| Timothy J.R. Harris | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2017 | 39,292 | 89,408 (0%) | 0% | 0 | Common Stock | |
| Timothy C. Dec | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Aug 2017 | 60,000 | 60,000 | - | - | Stock Option Award | |
| Timothy C. Dec | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Aug 2017 | 35,000 | 35,000 | - | - | Restricted Stock Units | |
| Timothy C. Dec | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.40 per share. | 18 Jul 2017 | 65,000 | 118,966 (0%) | 0% | 0.4 | 26,000 | Common Stock |
| Timothy C. Dec | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jul 2017 | 65,000 | 65,000 | - | - | Warrants to purchase Common Stock | |
| Harry J. D'Andrea | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 12,500 | 12,500 | - | - | Stock Option | |
| Nova Susan Tina | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 12,500 | 12,500 | - | - | Stock Option | |
| Misti Ushio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 12,500 | 12,500 | - | - | Stock Option | |
| Timothy J.R. Harris | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 12,500 | 12,500 | - | - | Stock Option | |
| Nova Susan Tina | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2017 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Evan Jones | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2017 | 80,000 | 80,000 | - | - | Stock Option Award | |
| Timothy C. Dec | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2017 | 68,000 | 68,000 | - | - | Stock Option Award | |
| Timothy C. Dec | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2016 | 6,250 | 53,966 | - | - | Common Stock | |
| Timothy C. Dec | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Dec 2016 | 6,250 | 18,750 | - | - | Restricted Stock Units | |
| Brian G. Atwood | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2016 | 12,500 | 12,500 | - | - | Stock Option Award | |
| Harry J. D'Andrea | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2016 | 12,500 | 12,500 | - | - | Stock Option Award | |
| Laurence R. McCarthy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2016 | 12,500 | 12,500 | - | - | Stock Option Award | |
| Misti Ushio | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Jun 2016 | 12,500 | 12,500 | - | - | Stock Option Award | |
| Timothy C. Dec | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2016 | 60,000 | 60,000 | - | - | Stock Option Award | |
| Kevin Krenitsky | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2016 | 60,000 | 60,000 | - | - | Stock Option Award | |
| Timothy Harris | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 43,716 | 50,116 | - | - | Common Stock | |
| Timothy Harris | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 43,716 | 43,716 | - | - | Warrants | |
| Evan Jones | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 874,317 | 3,805,604 | - | - | Common Stock | |
| Evan Jones | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 874,317 | 874,317 | - | - | Warrants | |
| Timothy C. Dec | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 43,716 | 47,716 | - | - | Common Stock | |
| Timothy C. Dec | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 43,716 | 43,716 | - | - | Warrants | |
| Kevin Krenitsky | President | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 43,716 | 52,050 | - | - | Common Stock | |
| Kevin Krenitsky | President | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 May 2016 | 43,716 | 43,716 | - | - | Warrants | |
| Harry J. D'Andrea | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2016 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Evan Jones | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2016 | 766,500 | 766,500 | - | - | Non-qualified stock optiion | |
| Evan Jones | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Dec 2015 | 1,105 | 2,931,287 | - | - | Common Stock | |
| Evan Jones | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Dec 2015 | 100 | 2,930,182 | - | - | Common Stock | |
| Evan Jones | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Dec 2015 | 50 | 2,930,082 | - | - | Common Stock | |
| Evan Jones | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Dec 2015 | 300 | 2,929,432 | - | - | Common Stock | |
| Evan Jones | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Dec 2015 | 600 | 2,930,032 | - | - | Common Stock | |
| Timothy C. Dec | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Nov 2015 | 25,000 | 25,000 | - | - | Restricted Stock Units | |
| Timothy C. Dec | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Nov 2015 | 50,000 | 50,000 | - | - | Stock Options (right to buy) | |
| Kevin Krenitsky | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Nov 2015 | 50,000 | 50,000 | - | - | Restricted Stock Units | |
| Kevin Krenitsky | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Nov 2015 | 100,000 | 100,000 | - | - | Stock Options (right to buy) | |
| Timothy Harris | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 6,400 | 6,400 | - | - | Warrants | |
| Timothy Harris | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 6,400 | 6,400 | - | - | Common Stock | |
| Evan Jones | Chief Executive Officer | 08 May 2015 | 675,553 | 0 | - | - | 2015 Convertible Notes | ||
| Evan Jones | Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 445,000 | 445,000 | - | - | Common Stock | |
| Evan Jones | Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 8,333 | 8,333 | - | - | Common Stock | |
| Evan Jones | Chief Executive Officer | 08 May 2015 | 749,366 | 0 | - | - | 2014 Convertible Notes | ||
| Evan Jones | Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 8,333 | 8,333 | - | - | Warrants | |
| Evan Jones | Chief Executive Officer | 08 May 2015 | 675,553 | 2,929,132 | - | - | Common Stock | ||
| Evan Jones | Chief Executive Officer | 08 May 2015 | 1,059,213 | 0 | - | - | Series A Redeemable Convertible Preferred Stock | ||
| Evan Jones | Chief Executive Officer | 08 May 2015 | 103,812 | 0 | - | - | 2015 Convertible Notes | ||
| Evan Jones | Chief Executive Officer | 08 May 2015 | 1,059,213 | 1,504,213 | - | - | Common Stock | ||
| Evan Jones | Chief Executive Officer | 08 May 2015 | 19,011 | 27,344 | - | - | Common Stock | ||
| Evan Jones | Chief Executive Officer | 08 May 2015 | 19,011 | 0 | - | - | Series A Redeemable Convertible Preferred Stock | ||
| Evan Jones | Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 445,000 | 445,000 | - | - | Warrants | |
| Evan Jones | Chief Executive Officer | 08 May 2015 | 749,366 | 2,253,579 | - | - | Common Stock | ||
| Evan Jones | Chief Executive Officer | 08 May 2015 | 103,812 | 131,156 | - | - | Common Stock | ||
| Brian G. Atwood | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 413,332 | 413,332 | - | - | Warrants | |
| Brian G. Atwood | Director, Ten Percent Owner | 08 May 2015 | 503,522 | 2,554,211 | - | - | Common Stock | ||
| Brian G. Atwood | Director, Ten Percent Owner | 08 May 2015 | 503,522 | 0 | - | - | 2015 Convertible Notes | ||
| Brian G. Atwood | Director, Ten Percent Owner | 08 May 2015 | 404,725 | 2,050,689 | - | - | Common Stock | ||
| Brian G. Atwood | Director, Ten Percent Owner | 08 May 2015 | 1,160,039 | 0 | - | - | Series A Redeemable Convertible Preferred Stock | ||
| Brian G. Atwood | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 413,332 | 485,925 | - | - | Common Stock | |
| Brian G. Atwood | Director, Ten Percent Owner | 08 May 2015 | 404,725 | 0 | - | - | 2014 Convertible Notes | ||
| Brian G. Atwood | Director, Ten Percent Owner | 08 May 2015 | 1,160,039 | 1,645,964 | - | - | Common Stock | ||
| Timothy C. Dec | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 4,000 | 4,000 | - | - | Common Stock | |
| Timothy C. Dec | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 4,000 | 4,000 | - | - | Warrants | |
| Kevin Krenitsky | President | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 8,334 | 8,334 | - | - | Warrants | |
| Kevin Krenitsky | President | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 8,334 | 8,334 | - | - | Common Stock | |
| Misti Ushio | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 300,833 | 300,833 | - | - | Warrants | |
| Misti Ushio | None | 08 May 2015 | 260,043 | 1,409,796 | - | - | Common Stock | ||
| Misti Ushio | None | 08 May 2015 | 260,043 | 0 | - | - | 2015 Convertible Notes | ||
| Misti Ushio | None | 08 May 2015 | 209,020 | 1,149,753 | - | - | Common Stock | ||
| Misti Ushio | None | 08 May 2015 | 610,017 | 0 | - | - | Series A Redeemable Convertible Preferred Stock | ||
| Misti Ushio | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 300,833 | 330,716 | - | - | Common Stock | |
| Misti Ushio | None | 08 May 2015 | 209,020 | 0 | - | - | 2014 Convertible Notes | ||
| Misti Ushio | None | 08 May 2015 | 610,017 | 940,733 | - | - | Common Stock | ||
| Timothy Howe | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 12,500 | 0 | - | - | Warrants | |
| Timothy Howe | None | 08 May 2015 | 320,011 | 0 | - | - | Series A Redeemable Convertible Preferred Stock | ||
| Timothy Howe | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 May 2015 | 12,500 | 68,317 | - | - | Common Stock | |
| Timothy Howe | None | 08 May 2015 | 320,011 | 388,328 | - | - | Common Stock | ||
| Timothy Harris | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2015 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Timothy C. Dec | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2015 | 114,320 | 114,320 | - | - | Stock Option (right to buy) | |
| Laurence R. McCarthy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2015 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Kevin Krenitsky | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 May 2015 | 381,067 | 381,067 | - | - | Stock Option (right to buy) |